-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SMhbPE+1xmtvRXgKrjNyGi86gOeaLfSjUmWPj5tS4NB/m6QuKKaHEIsxWvkLkgO7 GgIFwEvVXRUcdLOcFZpyqw== 0000950131-99-001008.txt : 19990219 0000950131-99-001008.hdr.sgml : 19990219 ACCESSION NUMBER: 0000950131-99-001008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 1 800 CONTACTS INC CENTRAL INDEX KEY: 0001050122 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 870571643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54695 FILM NUMBER: 99545129 BUSINESS ADDRESS: STREET 1: 13751 S WADSWORTH PARK DR SUITE D-140 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 8015728225 MAIL ADDRESS: STREET 1: 13751 S WADSWORTH PARK DR SUITE D-140 CITY: DRAPER STATE: UT ZIP: 84020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS JOHN E CENTRAL INDEX KEY: 0001079426 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O 1-800 CONTACTS INC STREET 2: 66 E WADSWORTH PARK DRIVE 3RD FLOOR CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 8015728225 MAIL ADDRESS: STREET 1: 66 E WADSWORTH PARK DRIVE 3RD FLOOR CITY: DRAPER STATE: UT ZIP: 84020 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. _)/1/ 1-800 CONTACTS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 681977 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-(c) [_] Rule 13d-1(d) ------------ Page 1 of 6 Pages - --------------- /1/The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------------- -------------------- CUSIP NO. 681977 10 4 13G Page 2 of 6 Pages - --------------------------- -------------------- =============================================================================== NAME OF REPORTING PERSON 1 John F. Nichols I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 931,940 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 931,940 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 931,940 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 14.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 Individual - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 6 Pages SCHEDULE 13G Item 1(a). Name of Issuer: 1-800 CONTACTS, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 66 E. Wadsworth Park Drive, 3rd Floor Draper, Utah 84020 Item 2(a). Name of Person Filing: This Schedule 13G is being filed by John F. Nichols, an individual (the "Reporting Person"). As of December 31, 1998, the Reporting Person had direct beneficial ownership of 931,940 shares of common stock, par value $.01 per share (the "Common Stock"), of 1-800 CONTACTS, Inc., a Delaware corporation (the "Company"). Item 2(b). Address of Principal Business Office or, if none, Residence: The address of the principal business office of the Reporting Person is c/o 1-800 CONTACTS, Inc., 66 E. Wadsworth Park Drive, 3rd Floor, Draper, Utah 84020. Item 2(c). Citizenship: The Reporting Person is a citizen of the United States. Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share. Item 2(e). CUSIP No.: 681977 10 4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not Applicable. Item 4. Ownership: As of December 31, 1998, the Reporting Person had the sole power to vote or to direct the vote and sole power to dispose or to direct the disposition of shares of Common Stock as follows: Page 3 of 6 Pages (a) Amount beneficially owned: 931,940 (b) Percent of class: 14.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 931,940 (ii) Shared power to vote or to direct the vote: None. (iii) Sole power to dispose or to direct the disposition of: 931,940 (iv) Shared power to dispose or to direct the disposition of: None. As of December 31, 1998, the Reporting Person had direct beneficial ownership of 931,940 shares of Common Stock. All percentages calculated in this Schedule 13G are based upon an aggregate of 6,415,568 shares of Common Stock outstanding as of November 17, 1998, as disclosed in the Company's Quarterly Report on Form 10-Q for the Quarterly Period ended September 30, 1998. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof, the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock listed herein. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Page 4 of 6 Pages Item 10. Certification: Not Applicable. Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 18, 1999 /s/ John F. Nichols ------------------------ Name: John F. Nichols Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----